Code of Conduct

Cohen & Co. as well as Cohen Brothers' first and foremost valuable assets are its reputation for integrity, its loyalty to clients and its constant goal to provide its clients and investors alike with business standards of the highest levels.

 

Their founders consider that their excellent reputation, and acting for the long term, is of paramount importance for their own ethics first and for the sustainability of their business as well.

 

Cohen & Co.the are dedicated exclusively to professional or qualified or accredited investors, as defined in their respective jurisdiction. 

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We prohibit any modification to the documentation of a Client or investment manager without its prior written authorization. Cohen & Co, Cohen Brothers, and their respective Directors are not involved in political lobbying and keep away from political contributions, excluding conflict of interests and interference with their activities.

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The disclosure of clients’ names and of Cohen & Co or Cohen Brothers achievements are subject to contract with such clients. Cohen & Co and Cohen Brothers companies apply the strictest policy of confidentiality as customary under the best standards in our industries.

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In Fund placement Advisory, in particular, activities are always governed by an executed contract with a Fund Manager and limited to advisory, prospection, relationship development, product promotion, marketing & PR assistance to fund managers; they always exclude interference or reception and transmission of fund orders, any cash collection and providing advice on fund investments to qualified investors.  We are remunerated exclusively by asset managers. Services offered to investors are totally cost neutral to them. We do not provide advice to investment funds' investors.